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Skip Navigation LinksHome > Personal Services > Wealth Management > Brokerage Services

Brokerage Services

With today’s financial environment saturated with new products, providers and services, it is becoming increasingly difficult to distinguish where value is added by brokerage and investment firms. Yet, investors who prioritize personal attention and responsiveness choose Signature Securities. Contrary to retail-minded financial institutions, our Financial Advisors view our clients as partners and make it a priority to develop a relationship focused on you.

As a Signature Securities client you will experience:

  • Personalized, attentive service from a Financial Advisor who is dedicated to helping you meet your financial needs
  • The flexibility to invest the way you prefer with the support of a knowledgeable Signature Securities Financial Advisor, or in a self-directed manner online or by phone
  • An independent non-proprietary product line, thus ensuring you unbiased, objective advice.
  • A full array of investment choices, including stocks, bonds, and thousands of mutual funds from the well known fund families.

Traditional Brokerage Services include:

  Bond Selection

Our Signature Securities Financial Advisors work directly with our experienced fixed-income desk to trade bonds on your behalf. In turn, the trading desk works with numerous counterparties to help secure the best possible pricing and timing of transactions.

  Mutual Fund Selection

It becomes easier to choose among the thousands of Mutual Funds available to investors today with the help of your Signature Securities Financial Advisor. Your advisor will streamline the decision process by helping you to evaluate not only past performance, but also personal preferences such as management style, fee structure and adherence to special guidelines including "green" funds, and more.

  IRA/401K Rollover

Your Signature Securities Financial Advisor can help you consolidate retirement savings into one relationship through our IRA/401k rollover program. By rolling over your 401k retirement savings into a Signature Securities IRA after transitioning from one employer to the next you can protect yourself from possible increases in custody and transaction fees, which can be imposed when you are no longer an active participant in a sponsored program.



For more advanced advisory services, please view our "Asset Management" section using the link to the right.



Bonds - All fixed income securities are subject to market risk and interest rate risk. If fixed income securities are sold in the secondary market prior to maturity, an investor may experience a gain or loss depending on the level of interest rates, market conditions and the credit quality of the issuer.

Mutual Funds - You should carefully consider a fund's investment objectives, risks, charges and expenses before investing. This and other important information is included in the fund's prospectus, which should be read carefully before investing. Signature Securities clients can obtain prospectuses by contacting their Signature Securities Financial Advisor.

Performance - The investment return and principal value will fluctuate, and shares, when sold, may be worth more or less than their original cost.


Personal Wealth Management
Overview
Our Advisory Process
Brokerage Services
Asset Management
Insurance Services
Estate Planning





No information on this web site should be considered a recommendation or solicitation to invest in a particular security or type of security.

Signature Securities Group Corporation ("SSG") is a registered broker dealer, registered investment adviser, and licensed insurance agency. SSG, Member FINRA/SIPC, is a wholly owned non-bank subsidiary of Signature Bank.

Securities, Insurance and Monogram Money Market Funds Program products are:
• NOT FDIC INSURED • NOT BANK GUARANTEED • MAY LOSE VALUE

Signature Bank and SSG comply with Section 326 of the USA PATRIOT Act. This law mandates that we verify certain information about you while processing your account application.

Signature Bank, Member FDIC, is an Equal Housing Lender 



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Signature Bank, member FDIC.

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